CSWC Insider Trading Activity

Transactions disclosed by company insiders to the SEC on Form 4, most recent first.

InsiderRoleDateSharesValue
Brooks David R Director 2026-08-10 1,989 $0
Rogers-Windsor Ramona Lynn Director 2026-08-10 1,989 $0
FURST JACK D Director 2026-08-10 1,989 $0
BATTIST CHRISTINE Director 2026-08-10 1,989 $0
Thomas William R III Director 2026-08-10 1,989 $0

How Institutional Funds Moved on CSWC

Position changes disclosed in SEC Form 13F filings. These report a quarterly snapshot, not exact trade dates.

FundChangeQuarter
FOURSIXTHREE CAPITAL LP FOURSIXTHREE CAPITAL LP increased this position by 138% ($29,413,120 -> $70,010,710). 2026-06-30
VAN ECK ASSOCIATES CORP VAN ECK ASSOCIATES CORP increased this position by 515058% ($5,790 -> $29,827,642). 2026-06-30
TWO SIGMA INVESTMENTS, LP TWO SIGMA INVESTMENTS, LP reduced this position by 46% ($51,974,214 -> $28,057,894). 2026-06-30
MILLENNIUM MANAGEMENT LLC MILLENNIUM MANAGEMENT LLC reduced this position by 87% ($4,524,602 -> $581,913). 2026-06-30
Eagle Point Credit Management LLC Eagle Point Credit Management LLC reduced this position by 90% ($14,867,650 -> $1,546,600). 2026-06-30
SMH CAPITAL ADVISORS INC SMH CAPITAL ADVISORS INC increased this position by 10% ($1,736,638 -> $1,903,314). 2026-06-30
Weiss Asset Management LP Weiss Asset Management LP exited a position previously worth $10,507,233. 2026-06-30
Saba Capital Management, L.P. Saba Capital Management, L.P. exited a position previously worth $10,201,200. 2026-06-30

Which Funds Hold CSWC

Largest reported positions as of 2026-06-30.

FundValueShares
FOURSIXTHREE CAPITAL LP $70,010,710 66,836,000
MILLENNIUM MANAGEMENT LLC $53,538,587 51,206,000
VAN ECK ASSOCIATES CORP $29,827,642 1,254,844
Jump Financial, LLC $29,090,880 27,972,000
TWO SIGMA INVESTMENTS, LP $28,057,894 14,730,000
WOLVERINE ASSET MANAGEMENT LLC $15,440,617 14,834,000
Empirical Finance, LLC $12,491,135 525,500
Legal & General Group Plc $11,885,721 499,715
Cetera Investment Advisers $11,669,319 490,926
HBK INVESTMENTS L P $11,272,952 10,763,000

Data compiled from public SEC filings. This is informational reporting, not investment advice.

Empirical Finance, LLC: 13F Portfolio Moves, Tracked Quarterly

Chart showing Empirical Finance, LLC's 13F portfolio moves for the quarter ending 2026-03-31, including new positions, increases, and reductions.

Empirical Finance, LLC is an institutional investment adviser whose equity holdings become public through quarterly SEC Form 13F filings. This profile tracks those disclosures over time, building a running record of the fund’s buys, sells, trims, and adds as they are reported — not a single news event, but an ongoing log of how the … Read more