LPLA Insider Trading Activity

Transactions disclosed by company insiders to the SEC on Form 4, most recent first.

InsiderRoleDateSharesValue
Glavin William Francis Jr Director 2026-08-28 10 $0
EBERHART PAULETT Director 2026-08-28 4 $0
Mnookin Allison Director 2026-08-28 2 $0
Putnam James S Director 2026-08-28 7 $0
SCHIFTER RICHARD P Director 2026-08-28 14 $0
Thomas Corey E. Director 2026-08-28 4 $0
BERNARD EDWARD C Director 2026-08-28 3 $0
Jambusaria Aneri Group Managing Director 2026-08-27 308 $110,067
Gates Greg Group Managing Director 2026-08-20 7,189 $557,363
Gates Greg Group Managing Director 2026-08-20 4,119 $1,463,810

How Institutional Funds Moved on LPLA

Position changes disclosed in SEC Form 13F filings. These report a quarterly snapshot, not exact trade dates.

FundChangeQuarter
BNP PARIBAS FINANCIAL MARKETS BNP PARIBAS FINANCIAL MARKETS increased this position by 826% ($13,644,746 -> $126,294,326). 2026-06-30
GEODE CAPITAL MANAGEMENT, LLC GEODE CAPITAL MANAGEMENT, LLC reduced this position by 13% ($416,254,816 -> $362,526,178). 2026-06-30
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC reduced this position by 23% ($112,665,047 -> $87,161,369). 2026-06-30
NEUBERGER BERMAN GROUP LLC NEUBERGER BERMAN GROUP LLC reduced this position by 97% ($36,633,685 -> $1,280,058). 2026-06-30
AMERIPRISE FINANCIAL INC AMERIPRISE FINANCIAL INC reduced this position by 74% ($59,347,742 -> $15,561,130). 2026-06-30
BROWN BROTHERS HARRIMAN & CO BROWN BROTHERS HARRIMAN & CO reduced this position by 16% ($43,979,240 -> $36,978,387). 2026-06-30
Bank of New York Mellon Corp Bank of New York Mellon Corp reduced this position by 98% ($5,379,695 -> $94,081). 2026-06-30
NEW YORK STATE COMMON RETIREMENT FUND NEW YORK STATE COMMON RETIREMENT FUND reduced this position by 27% ($15,587,256 -> $11,391,421). 2026-06-30

Which Funds Hold LPLA

Largest reported positions as of 2026-06-30.

FundValueShares
Dodge & Cox $1,289,722,301 4,578,679
GEODE CAPITAL MANAGEMENT, LLC $362,526,178 1,291,279
BNP PARIBAS FINANCIAL MARKETS $126,294,326 448,361
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC $87,161,369 309,434
Sumitomo Mitsui Trust Group, Inc. $47,222,807 167,647
BROWN BROTHERS HARRIMAN & CO $36,978,387 131,278
Diamond Hill Capital Management, LLC (Investment Advisor) $36,453,054 129,413
AMERIPRISE FINANCIAL INC $15,561,130 55,244
WINMILL & CO. INC $13,098,120 46,500
WHITTIER TRUST CO $11,951,686 39,218

Data compiled from public SEC filings. This is informational reporting, not investment advice.

Valerie Hoyle’s Spouse Sold LPL Financial Stock, Filed Late

Illustration representing a U.S. Capitol building alongside a stock market ticker showing LPLA shares

A Periodic Transaction Report filed with the U.S. House of Representatives shows that Rep. Valerie Hoyle’s spouse sold shares of LPL Financial Holdings Inc. (LPLA) on April 2, 2025. The transaction was valued between $1,001 and $15,000 and was held through a Fidelity Rollover IRA. The sale falls under whoisbuyingnow.com’s ‘congress sale’ classification, meaning the … Read more